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ASIC Aims to Tighten DDO Rules for CFD Brokers: What You Need to Know
ASIC Aims to Tighten DDO Rules for CFD Brokers: What You Need to Know Description The Australian Securities and Investment Commission (ASIC) has found “significant room for improvement” in the design and distribution obligations (DDO) around the distribution of over-the-counter (OTC) derivatives and other high-risk retail products. These products include contracts for differences (CFDs) and…