ASIC Warns Brokers Against Offering High-Risk Products to Retail Investors
ASIC Warns Brokers Against Offering High-Risk Products to Retail Investors Description The Australian financial market regulator issued a warning on Wednesday, asking brokers to be “careful about or reconsider” offering high-risk investment instruments or products to retail investors. Additionally, the Australian Securities & Investments Commission (ASIC) defined… Effects on Me As a retail investor, the…